國際

With most major markets in Asia-Pacific set to introduce the International Financial Reporting Standard ("IFRS") 9 by 2018, regional banks' earnings and regulatory capital ratios could face increased...
十月 2016
Enforcement agencies internationally are increasingly holding corporations criminally liable in a whole range of proceedings. An effective compliance plan is invaluable if firms are to manage risks...
九月 2016
Australian authorities are worried about the tide of money coming from southern China, including illegal funds linked to organised crime and wealthy ­people with secret offshore ­accounts. Other...
九月 2016
The United States is investigating a number of Chinese companies for suspected breaches of sanctions on North Korea, and Chinese banks and firms should understand that dealing with North Korea is "...
九月 2016
Regulators are limited in how far they can accommodate FinTech innovations by the legislation they operate under, said Philippa Allen, chief executive of consultancy ComplianceAsia. FinTech...
九月 2016
近年在美國,當金融機構有不當行為出現時,「延後起訴協議」(“DPA”)往往成為當地的檢察或監管部門與該金融機構達成某種安排的一項工具。「延後起訴協議」通常包含一項條文,規定有關銀行必須聘任獨立的合規監察員,以確保其承諾採取的補救措施得到落實履行。在香港,「延後起訴協議」會對金融機構帶來怎樣的影響呢?香港的執法機關在未來是否會效法美國的類似做法呢? 美國的延後起訴協議之訂立與監察員的聘任...
九月 2016
Conduct issues will continue to remain high on the agenda of Asia's regulators, following a few high profile events that have unfolded in the financial markets in Singapore and Hong Kong, consultants...
九月 2016
Regulators are heading in the the right direction in reforming the way banks calculate how much capital they must hold to stay solvent, a group of central bankers said on Sunday, 11 September. The...
九月 2016
US financial regulators gave over-the-counter ("OTC") swap dealers an extra month to comply with new derivatives trading rules set to take effect on Thursday, 8 August, after Asia's market...
九月 2016
The Basel Committee on Banking Supervision has issued frequently asked questions (FAQs) on disclosure requirements under the Third Basel Accord regulatory framework. The committee...
九月 2016
The Committee on Payments and Market Infrastructures and the International Organisation of Securities Commission are advancing efforts to develop a global standard that would allow regulators to...
九月 2016
Debt bankers are warning of a rise in pulled deals as a result of the EU's new Market Abuse Regulation ("MAR"), which could have a much wider scope than originally thought and is already making...
九月 2016
The International Monetary Fund ("IMF"), Financial Stability Board ("FSB") and Bank for International Settlements ("BIS") released a document taking note of ways that prudential regulation...
九月 2016
A proposed rule change to liberalise and clarify exemptions from intermediary registration for persons outside the US by the Commodity Futures Trading Commission ("CFTC") may benefit Asian...
九月 2016
Eight years since Lehman Brothers' collapse sent the financial system into a tailspin, a remaining reform to make derivatives safer will be rolled out from next week, though regulators still won't...
九月 2016
Developments in the global financial services sector are increasingly starting to impact non-financial sector corporates, as regulatory authorities now expect them to have effective compliance...
九月 2016
The Financial Stability Board's recent proposals on resolution of central counterparty clearing houses ("CCPs") demonstrate that they will not be too-big-to-fail, and that if they do fail, viable...
八月 2016
The New York branch of Mega International Commercial Bank of Taiwan, one of Taiwan's biggest banks, has agreed to pay $180 million to New York state's financial regulator for anti-money...
八月 2016
美國、加拿大、墨西哥、秘魯、智利、日本、汶萊、馬來西亞、新加坡、澳洲、新西蘭、越南在2015年11月簽訂跨太平洋夥伴關係協議(Trans-Pacific Partnership Agreement,下稱TPP)。TPP使公眾更加意識到國際貿易和投資交易世界是由技術專家官員組成或受他們影響的,並且通常複雜難明。 但是,報章現在廣泛討論的是TPP在亞洲區和太平洋區的政治和戰略意義,...
八月 2016
英國公投通過脫歐之後,我們找出一些亞洲區資產經理的代表律師行應當開始考慮,以確保客戶利益得到保障的問題。 對於在英國經營業務的亞洲區經理的即時影響 雖然經濟和政治前景未明朗,但現時清楚可見以下情況: 歐盟法仍然有效, 使歐盟指令有效的英國法繼續適用, 已獲准在其他歐盟成員國提供跨境服務、開設分公司或銷售產品的英國公司,權利不變,...
八月 2016